Specialized Practice Area
Stock & Pre-IPO Broker Frauds Restitution & Forensics
Unlicensed stock brokers cold-call prospective investors pitching pre-IPO shares of famous tech unicorns or microcap stocks. The shares are either completely non-existent or subject to fraudulent restriction agreements.
Key Warning Signs of This Fraud Model
- Unsolicited cold calls offering pre-IPO allocations with guaranteed 500% listing gains
- Demands to wire investment capital to third-party escrow companies in unrelated nations
- Pressure to act before a fabricated 'closing bell' or syndicate deadline
- Broker not listed on SEC BrokerCheck, FINRA, or local national regulatory databases
Recommended Immediate Actions
- Search broker registration status on FINRA BrokerCheck or national register
- Collect subscription agreements, share purchase certificates, and wire confirmations
- Avoid purchasing 'insurance' or 'liquidation bonds' to release share certificates
- Initiate legal and financial ombudsman restitution claims
How Our Investigation Report Helps You Recover
We trace the transaction path from your account directly to recipient accounts or exchange deposit wallets. Our report provides the standardized evidentiary proofs required by banks, dispute arbitrators, and law enforcement agencies.
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